Compliance Support

Stability in an ever-changing regulatory landscape

Leverage our compliance solutions — built on years of knowledge and experience — to manage evolving compliance requirements

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Support Services

Regulatory Filing Support

NAV provides support for the most commonly required regulatory filings, as well as more complex compliance requirements

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ERISA
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Form PF
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ASC 820
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FATCA/CRS
Form 13F
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Blue Sky
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10Q/10K
Compliance Expertise

Expertise

Our experienced team proactively consults with trusted service providers and regulators on regulatory changes to provide up-to-date solutions to clients

Investor communication

Investor Risk and Due Diligence

  • Our experienced team proactively tracks regulatory changes to ensure new and amended regulations are implemented on a timely basis to support client compliance
  • Risk-based Anti-Money Laundering (AML) and Know Your Customer (KYC) policies conform to best practice guidelines and applicable laws and regulations
  • Status tracking and real-time checklists for missing investor documentation and information
  • Continuous monitoring of any changes concerning sanctions, adverse news, or political exposure
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Compliance Rule Engine

The powerful proprietary NAV Compliance Rule Engine enables our in-house team to write complex workflows on the fly in response to newly introduced or revised regulations without the delay of time-consuming software updates

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Jurisdictions

Global Reach

NAV provides fund administration services for funds domiciled in numerous global jurisdictions. Contact us for more information regarding the services available in your chosen jurisdiction.

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Featured Client Stories

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Sarson Funds

Experience and Technology Set NAV Apart as the Top Choice for Digital Assets Fund

Digital Assets
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Bornite Capital Management

Global Equity Hedge Fund Partners with NAV for New Launch Featuring a Tailored Suite of Services

Launching a FundHedge Funds
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Gaines Capital

Hedge Fund Chooses NAV to Deliver Institutional Caliber Service to Investors

Switching Administrators
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What Our Clients Say

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NAV Fund Administration Group continues to both meet and exceed our expectations. Beyond the scope of agreed upon administration and reporting, NAV is always available to provide that next level of service. Regardless of whether we reach out with a question regarding reporting-related impacts resulting from regulatory updates or client inquiries related to new or existing accounts, NAV’s response is always timely, thoughtful, and informative.  We appreciate the partnership with NAV and without hesitation recommend NAV as a trusted and valued service provider.

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Jennifer C. Gooch

Head of Business Finance and Operations
AlphaSimplex Group
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Headshot ImageWe consider NAV to be a top-tier fund administrator, specifically in the crypto VC space. They are an essential partner in our mission to invest in top-tier crypto companies while navigating the operational and regulatory complexities that come along with this rapidly-changing space. We rely heavily on their global team's expertise and internal systems to ensure our reporting is correct and timely for our investors. We are pleased to be growing our business alongside them.

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Rachel Aldrich

COO
Lattice Capital
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Headshot ImageNAV has been a valuable partner to our firm in navigating the fund of funds process and best practices. Our NAV account manager and back office team are readily available to share their knowledge and expertise as new questions and challenges arise. In addition to the accounting and reporting packages, investor communication dissemination, and other standard undertakings, we have also been appreciative of other support they have been able to provide such as audit and Form PF support. We have been pleased with our decision to select NAV as our administrator.

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Grady J. Gaynor

President
Indie Asset Partners
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We feel fortunate to have NAV as the administrator of e360 Power Funds. The reporting is accurate, timely, and fully compliant with the regulatory requirements. Their audit, AML, and investor service teams are responsive, accurate, and thorough.

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Wanda Potts

Director of Finance and Compliance
e360 Power
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We recognize the challenges that come with managing the intricate details of our funds. The NAV team's proactive approach, attention to detail in trade reconciliation, portfolio valuation, precision in fee calculations, quick response time, and timely report delivery reflects a high level of technical expertise and dedication. Their commitment to implementing cutting-edge technology solutions, adeptness in accommodating our dynamic requirements, and tailored reporting preferences are commendable.

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Chris Scarlata

Chief Operating and Financial Officer
New Holland Capital
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Latest News

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Focus on Technology: A Primary Strategy from Day One

Expert InsightTechnology
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LinkedIn Names NAV 2023 Top Company to Grow a Career

Awards & Recognition
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Fund Management Requirements Will Shift as Cryptocurrency Goes Mainstream

Expert InsightDigital Assets
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Take the first step to superior fund administration