Robust Technology Platform

  • Mathematically-Focused System built from scratch and derived from rigorous research of the fundamental principles that drive the PE industry
  • Unique Data Structure developed after extensive blueprinting with one goal: the ability to efficiently transform and aggregate the data as needed
  • Flexible Algorithms meticulously designed to adapt to any requirement or edge case
  • Modularized Automation constructed with the ability to perform any required permutation/combination of processes and calculations
  • Intrinsic Validations established to preserve and ensure data quality

  Investor Services, Banking and Compliance Support

  • Generate and process Commitments, Capital Calls, Distribution Notices, Transfers and Redemptions
  • Complete FATCA and CRS Compliance Support
  • Process payments and enter wires to disburse payments via dual-controlled Fund bank account
  • Automated reporting functions, including Investor Transaction updates, Bank Cash Reconciliations, Consolidated Transaction Reporting for NAV's internal Accounting Team, client reporting via web-based portals

  Limited Partner and General Partner Accounting

  • Periodic NAV Reporting
  • Robust Carried Interest and Waterfall Calculation Module
  • Automated Capital Call & Distribution Calculations
  • Custom Investor Reporting
  • Flexible Performance Reporting, including IRR, MOIC, Annualized yield, and ITD Annualized ROR calculations
  • Experienced in handling a number of different strategies, including Venture Capital, Leveraged Buyout, Mezzanine Debt, and Real Estate
  • General Partner Accounting Services
  • Complete Audit Support

  Comprehensive Reporting

  • Generate Capital Call & Distribution Notices in your preferred format
  • Combined Capital Call and Distribution Summary
  • Delinquent Calls
  • Receivable and Payables Breakup
  • Weekly Capital Activity Summary
  • Trial Balance, Balance Sheet, Account Statement, Equity Schedule
  • Carried Interest and Management Fee Calculations
  • Schedule of Operating Expenses, Change in Trial Balance
  • Income/Expense and Balance Sheet by Investments

  Capital Call & Distribution Generation

  • Calls for Investments, Expenses that Impact or do not Impact Commitment and Interest
  • Distributions for Income, Non-Recallable or Recallable Return of Capital, and Recycling Provisions
  • Reallocation, Catch-Up Rebalancing, Waterfall, Carried Interest, Tax With holding, Reinvestment, FX Adjustment, or any special memo adjustments
  • A computerized running Receivable/Payable ledger by Investor based on the Bank Account history as the backbone of our Delinquency Reporting

  Report & Data Delivery

  • Delivery of Periodic Investor Statements,Capital Call Notices, and Distribution Notices
  • Integrated with NAVRTA to automate delivery preferences based on each investor's profile
  • Flexible Delivery options, including, Email, SFTP, Web Portal, or US Post
  • Transmission of data files to third parties as required (ie. DTCC or IRA Custodian)

Fund Administration for Multi-Advisor Platforms
Fund Accounting
  • Daily, Weekly, Monthly, Quarterly or Flexible Sub-Period NAVs
  • Three-Way Trade & Position Reconciliation
  • Independent Portfolio Pricing
  • Management & Performance Fee Calculation
  • Cash Reconciliation
  • Partnership, Multi-Series, and Equalization Accounting
  • Complete Audit Support
Investor Services
  • Process Subscriptions and Redemptions
  • Investor Due Diligence (AML, KYC, OFAC, ERISA)
  • Secure Investor Reporting & Investor Web Portal
  • Direct Transaction Confirmations
Compliance & Regulatory Support
  • US FATCA, UK FATCA & CRS Compliance
  • SEC Form PF
  • NFA/CFTC Reporting and Audit Support
  • OPERA Reporting
Middle Office Support
  • Source and Map Trade Files from Traders or Sub-Advisors
  • Performance and Risk Reporting at Fund, Trader, Account, and Position Level
  • Cash Management via dual-controlled wire processing
  • Client Web Portal with Data Mining, Custom Reports, and Advanced Risk Reporting
  • Value-at-Risk (VaR) Reporting
  • Data transfer to third party custodians and risk reporting systems
  • Daily Trade Break Reconciliation
Financial Statement Preparation
  • GAAP and IFRS
  • Financial Highlights and Notes
Tax Reporting Services
  • Federal and State Tax Returns
  • Investor’s Schedules K-1
  • Form 1042 Reporting
  • Calculate Unrelated Business Taxable Income(UBTI) for tax-exempt investors
  • Zero setup or transition fees
  • Unlimited logins to web portal
       for the fund and investors
  • No additional AML/KYC fees
       per investor
  • Audit support included
1 Trans Am Plaza Drive, Suite 400
Oakbrook Terrace, IL 60181
Tel:   +1.630.954.1919
Fax: +1.630.954.1945
© 2018 NAV Consulting, Inc. All Rights Reserved.